Finra Crowdfunding Portal

Volg deze eenvoudige stappen:

Stap 1. Ga naar pagina Finra Crowdfunding Portal via onderstaande officiële link.
Stap 2. Log in met uw gebruikersnaam en wachtwoord. Het aanmeldingsscherm verschijnt na een succesvolle aanmelding.
Stap 3. Als je nog steeds geen toegang hebt tot Finra Crowdfunding Portal , bekijk dan hier de opties voor probleemoplossing

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Funding Portals We Regulate | FINRA.org

01-02-2022 · A crowdfunding intermediary must register with the Securities and Exchange Commission (SEC) as a broker or as a funding portal and become a member of a national securities association (FINRA). The following crowdfunding intermediaries are registered with the SEC as funding portals and are funding portal members of FINRA. Learn more about funding …

Url: https://www.finra.org/about/firms-we-regulate/funding-portals-we-regulate

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Funding Portals | FINRA.org

FINRA Fingerprint Process Change. FINRA’s new fingerprint process for broker-dealer firms and funding portals became effective 7 a.m. ET on Dec. 6, 2021, consistent with the fingerprint plan filed with and declared effective by the SEC.Under the new process, broker-dealers and funding portals must route fingerprints to Sterling, FINRA’s designated fingerprint provider.

Url: https://www.finra.org/registration-exams-ce/funding-portals

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Register as a New Funding Portal | FINRA.org

We recommend that you read this section of FINRA.org thoroughly, as well as the FINRA Funding Portal Rules and the SEC’s Regulation Crowdfunding. Moreover, you must be able to provide, in a timely manner, information that addresses how you will satisfy the standards for admission as set forth under Funding Portal Rule 110(a)(10) as well as other applicable statutory and regulatory …

Url: https://www.finra.org/registration-exams-ce/funding-portals/register-new

Register as a New Funding Portal | FINRA.org

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FINRA’s Rules for Funding Portals that are Equity Crowdfunding

01-11-2015 · Funding Portals, Equity Crowdfunding, FINRA’s Proposed Rules for Funding Portals. Title III of the Jumpstart Our Business Startups Act (“JOBS Act”) was enacted in 2012 with the goal of increasing American job creation and economic growth.

Url: https://bradshawlawgroup.com/finras-rules-for-funding-portals-that-are-equity-crowdfunding/

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Toegevoegd door: Djuna Lee

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